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NICE Actimize: The First Financial Compliance Platform-as-a-Service

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Craig Costigan, CEO, NICE ActimizeCraig Costigan, CEO
Midway through the year, and months after the COVID-19 outbreak, the business ecosystem looks dramatically different from last year. With the social distancing norm, many offices are now operating under strict business continuity plans supported by employees working from their homes. However, there are always a few business operations that are ideally best-executed on-premise. For instance, anti-money laundering (AML) compliance auditing. AML compliance functions, due to strict regulatory guidelines, are done through tightly-controlled on-premise system access. Nevertheless, the ongoing pandemic has now pushed the AML compliance teams of different organisations to work remotely. While most organisations have had varying short-term success at adapting and remaining resilient, the road is to success is not without hurdles. To help such businesses mitigate those challenges with the power of automation, NICE Actimize—one of the renowned names in the financial crime, risk, and compliance solution provider realm—has developed an autonomous financial management platform: X-Sight. It’s designed for organisations, which are ready to embrace all or parts of a modern, machine-driven, cloud-based approach to avert financial crime risk and manage compliance, allowing them to effectively manage costs and scale operations.

Available as the first financial compliance platform-as-a-service, X-Sight offers a new way of financial crime prevention with backend automated provisioning of storage, computation, and analysis of boundless data. The platform creates a world of a cross-domain financial crime risk and compliance management, where key data is seamlessly collected and dynamically linked to an entity to reveal the entire customer lifecycle across accounts and events. Imbued with the power of machine learning, advanced analytics, and automation, the X-Sight platform converts raw data to actionable intelligence. This intelligence can then detect, analyse, and resolve fraud alerts and cases with limited human intervention, enabling financial services organisations to have better command over financial risk controls.

Available as the first financial compliance platform-as-a-service, X-Sight offers a new way of financial crime prevention with backend automated provisioning of storage, computation, and analysis of boundless data


The autonomous financial crime management platform can also create and automate optimised workflows, identify necessary data, and seamlessly connect to crucial end-user touchpoints. X-Sight can be further improved based on the output and oversight of the team. These teams also have the option of integrating third-party elements and services with the platform to add more functionality. As a result, teams shift from repetitive, low-value work, to mission-critical tasks. Thus, the financial analysts can focus on where they are needed most: high value, complex work that requires human judgment. They can make these critical decisions based on data-driven advice and automated processes and models.

Even though the benefits of such a holistic financial crime management solution are self-explanatory, a case in point would be NICE Actimize’s recent partnership with a regional U.S. financial institution. When a recent regulatory audit uncovered inadequate controls in detecting and reporting suspicious activities, alert triage and alert scoring, SAR filing, and ongoing monitoring of higher-risk customers, it was time to find a partner to help quickly turn its AML program around. Faced with intense regulatory scrutiny and a mandate from The Office of the Comptroller of the Currency (OCC), the project team needed the help of an experienced regtech partner. Responding to this call to help, NICE Actimize helped the client address the existing regulatory concerns and rebuild their BSA/AML program from the ground up on a single platform.

Moving ahead, NICE Actimize is poised to craft many such success stories all around the world. For this, the company has now entered into a definitive agreement to acquire Guardian Analytics, a leading AI cloud-based financial crime risk management solution provider. The unique combination of NICE Actimize and Guardian Analytics’ fraud and AML capabilities is expected to empower firms of all sizes to accelerate the adoption of the industry’s most innovative regtech solutions and best protect their assets and customers.
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NICE Actimize

Company
NICE Actimize

Management
Craig Costigan, CEO

Description

The largest and broadest financial crime, risk, and compliance solutions provider that has developed an autonomous financial crime management platform: X-Sight. Available as the first financial crime compliance platform-as-a-service, X-Sight offers a new way of financial crime prevention and compliance with backend automated provisioning of storage, computation, and analysis of boundless data. The platform creates a world of a cross-domain financial crime risk and compliance management, where key data is seamlessly collected and dynamically linked to an entity to reveal the entire customer lifecycle across accounts and events

NICE Actimize News

NICE Actimize Powers Innovation for GoTyme Bank with its Cloud Financial Crime Digital Banking Platform

HOBOKEN, N.J.-- NICE Actimize, a NICE (Nasdaq: NICE) business, announced that it has finalized the implementation of its financial crime solutions with GoTyme Bank, a partnership between the Gokongwei Group and Singapore-based digital banking group Tyme. The implementation supports GoTyme’s recently launched cloud-only bank that combines easy account opening with a personalized debit card released through kiosks located in shopping malls throughout the Philippines. NICE Actimize’s advanced AI and analytics solutions will provide support in financial crime fraud prevention, which aligns with the bank’s customer service and growth strategy.

According to GoTyme Bank, its new digital banking venture combines high-tech with a high-touch approach to make financial solutions accessible to more residents of the Philippines with the power of self-service accessible through a network of intuitive “all in one” banking systems. NICE Actimize will provide a range of cloud-based solutions that include advanced anti-money laundering and enterprise fraud management capabilities, including Suspicious Activity Monitoring, Customer Due Diligence (CDD-X), Sanctions Screening (WL-X), and IFM-X end-to-end enterprise fraud prevention.

“Working to provide a better banking experience for its new digital customer, GoTyme is known to onboard its customers with speed and efficiency,” stated Chris Bennett, Chief Technology Officer, GoTyme Bank. “When we selected NICE Actimize to support our launch, we sought a provider that could offer rapid deployment and an innovative approach to digital financial crime management. We are pleased to build a relationship with industry leader NICE Actimize, the gold standard of trust, reliability, and compliance that we offer our customers.”

“As innovators in collective intelligence and real-time analytics, NICE Actimize looks forward to supporting GoTyme’s new digital banking platform,” said Craig Costigan, CEO, NICE Actimize. “With our cloud-based, real-time capabilities and rapid deployment plan, we plan to deliver exceptional performance and value in support of this unique approach to digital banking.”

NICE Actimize Recognized as Category Leader in the Chartis 2024 CLM Solutions for Corporate and Investment Banking Vendor Landscape Report

Measured across five solution capabilities, NICE Actimize scored highly in entity management, workflow and automation, and system interfaces and APIs

HOBOKEN - NICE Actimize, a NICE (NASDAQ: NICE) business, has been recognized by Chartis Research as a Category Leader in its recently released 2024 CLM Solutions for Corporate and Investment Banking Market Update and Vendor Landscape Report. The Chartis CLM (Client Lifecyle Management) RiskTech Quadrant® rated vendors across Market Potential and Completeness of Offering criteria and covered nine vendors of CLM solutions in this report. Chartis Research, part of Infopro Digital, is a leading provider of research and analysis on the global market for risk technology.

NICE Actimize achieved industry-leading scores across various vendor capabilities for the categories of entity management, workflow and automation and system interfaces and APIs. Other characteristics influencing the ranking position were market potential attributes, including customer satisfaction, market penetration, growth strategy, business model, and financials.

NICE Actimize’s dynamic, data-driven Client Lifecycle Management (CLM) solution reduces long and costly onboarding processes so financial institutions (FIs) can realize faster time to revenue while delivering exceptional customer experiences and ensuring compliance.

“NICE Actimize has extended its CLM capabilities considerably alongside its ability to onboard and monitor complex corporate clients,” said Ahmad Kataf, Senior Research Specialist at Chartis. ‘This, combined with its continuing strength in case management and its diverse partnership and connectivity strategies, is reflected in its category leader position in Chartis’ latest CLM report.”

“NICE Actimize’s innovative approach to onboarding complements our footprint across client lifecycle management,” said Craig Costigan, CEO, NICE Actimize. “New clients and time to revenue are the lifeblood of an FI, and our solutions reduce long, costly onboarding processes so firms can realize faster time to revenue while delivering exceptional client experiences.”

NICE Actimize was recently positioned as #1 in Chartis’ comprehensive list of top financial crime and compliance technology vendors in its inaugural 2024 Chartis Financial Crime & Compliance50 report.

NICE Actimize Named Suitability Category Winner by 2024 WealthBriefing European Awards

HOBOKEN, N.J.-- NICE Actimize, a NICE (NASDAQ: NICE) business, was named the winner in the “Suitability” product category by WealthBriefing European Awards 2024. Sponsored by WealthBriefing, a publication of ClearView Financial Media and a leading global provider of business intelligence in the private banking and wealth management space, the awards program rewards achievement, best in class performance, innovation, and a focus on client experience. This is the third consecutive year for NICE Actimize to receive this award.

“NICE Actimize automates oversight and supervision of suitability and sales practices to reduce the risk exposure faced by financial services organizations and their senior managers while reducing the risk of reputational harm and fines.”

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NICE Actimize’s award-winning SURVEIL-X Suitability for Wealth and Insurance is a comprehensive AI-powered surveillance and suitability solution that builds on the capabilities of NICE Actimize’s industry-leading SURVEIL-X Holistic Conduct Surveillance suite. The cloud native suite provides easy onboarding and managed services, as well as simple integrations with open API and industry leading security protections.

“With its Consumer Duty rule, The Financial Conduct Authority (FCA) has signaled a major shift in expectations for financial services firms as it continues to step up efforts to shield everyday consumers,” said Chris Wooten, EVP Vertical Markets, NICE. “NICE Actimize automates oversight and supervision of suitability and sales practices to reduce the risk exposure faced by financial services organizations and their senior managers while reducing the risk of reputational harm and fines.”

NICE Actimize’s SURVEIL-X Suitability Surveillance wealth management solution provides financial institutions behavioral intelligence data which can be used to determine business strategies and improve communications and relationships between internal advisors and their clients. NICE Actimize continues to highlight the 'know your employee' aspect of suitability, which brings benefits across a financial services organization as the behavioral data becomes easier to access and analyze for both short-term and long-term benefits to advisors and management.

Additional benefits of the solution include automated alert generation, reporting, and audit documentation which work to eliminate manual look-ups and increase staff efficiency while creating more consistent processes across the enterprise using fewer resources. In addition, hierarchical organizational views increase oversight and transparency, ensuring brokers advise clients with suitable investment recommendations, enhancing client satisfaction, and mitigating the risks of litigation, regulatory penalties, and reputational damage.

To access more information on NICE Actimize’s Sales Practices & Suitability solution, please click here.

NICE Actimize Positioned as Highest-Scoring Vendor in 2024 Quadrant Knowledge Solutions SPARK Matrix Know Your Customer Report

HOBOKEN, N.J. --NICE Actimize, a NICE (NASDAQ: NICE) business, has been ranked by global advisory and consulting firm Quadrant Knowledge Solutions as a top performing Know Your Customer/Customer Due Diligence (KYC/CDD) Leader in its recently released “SPARK Matrix™: Know Your Customer (KYC) Solution, 2024” report. The Quadrant Knowledge Solutions study, which provides competitive analysis and a ranking of 22 KYC vendors, scored NICE Actimize and its consolidated KYC/CDD solutions the highest across both technology excellence and customer impact performance parameters.

The Quadrant Knowledge Solutions KYC SPARK Matrix™ report noted, “NICE Actimize CDD-X and X-Sight Onboard offers comprehensive identity verification by integrating with various industry point solutions and existing IDV providers, providing users with a multi-modal view of an applicant's identity risk. Using advanced machine learning models, the solution assesses a wide range of risk attributes across different identity modalities to distinguish legitimate customers from potentially risky elements like stolen or synthetic identities.”

“Key differentiating factors for the NICE Actimize KYC solutions suite encompass advanced risk assessment capabilities. This includes Entity Centric Risk profiling and scoring, which offers a comprehensive view of entities while considering transaction and screening risks,” said Siddharth Arya, Analyst, Quadrant Knowledge Solutions. “By emphasizing an extensive partner ecosystem, dedicated R&D investment, continuous growth strategy, and in-house expertise, NICE Actimize ensures a comprehensive and innovative suite of solutions tailored to meet evolving market needs and regulatory requirements.”

The Quadrant Knowledge Solutions SPARK Matrix report also stated, “Additionally, CDD-X employs comprehensive Network Analytics, utilizing a graph database to visualize relationship networks between direct and indirect parties, enhancing risk assessment capabilities. The graph database synchronizes with Actimize data sources, allowing for the storage and management of discovered connections. This enables users to navigate networks and identify high-risk relationships or suspicious network activity efficiently, enhancing the speed and accuracy of risk assessments.”

“NICE Actimize’s AI-powered KYC/CDD solutions and its X-Sight Onboard capabilities address some of financial institutions greatest challenges,” said Craig Costigan, CEO, NICE Actimize. “Our risk-based approach to CDD enables the FI to take a continuous approach to managing risk throughout the customer life cycle to make confident and informed decisions.”

The Quadrant Knowledge Solutions report concluded, “NICE Actimize’s CDD-X platform offers users sophisticated risk scoring capabilities allowing users to define precise risk segments for customers, enhancing accuracy in risk scoring by applying different weights to different customer segments. The solution provides a comprehensive risk assessment framework with multiple predefined industry-standard risk factors, including account type, geographic location, behavioral trends, and more.”